Monthly Archives:
August 2015


UCITS V – Implications and Opportunities

What does the arrival of UCITS V in 2016 mean for fund managers? Are fund managers facing into a major compliance exercise? To help you decide if your compliance programme requires an overhaul for UCITS V, we examined the key … More

Blog, SEC

SEC proposes significant changes to Buy Side Regulatory Reporting

On May 20, 2015, the Securities and Exchange Commission (“SEC”) proposed rules, forms and amendments under the Investment Company Act of 1940 (the “1940 Act”) and related regulations (together, the “Proposed Amendments”) that would impose new and expanded disclosure and … More