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Resource Topic: Risk Reporting

Three things independent directors need to know about FCA led fund governance changes

The FCA estimates that over three quarters of the UK population are exposed to the asset management…

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Regulatory Update: New Guidelines on the Compliance Function requirements under MiFID II

The European Securities and Markets Authority (“ESMA”) has recently published a consultation paper on the compliance function…

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How we assess regulatory change

Our customers expect and trust AQMetrics to identify and react to all relevant emerging regulatory changes that…

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Meet the Team- Nora Grendon

At AQMetrics we have a highly skilled, experienced and diverse workforce with wide ranging backgrounds. Today, we…

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Updated Q&As from ESMA for both AIFMD and UCITS.

On the 4 June 2019, ESMA published updated Q&As for both AIFMD and UCITS. In summary, the…

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Making Data Automation Easy

At AQMetrics we make our business applications user friendly for both power users and non-power users alike.…

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AIFMD Amendments under a No-Deal Brexit

On 21 February the UK Treasury published its preparations for a no-deal Brexit called the Alternative Investment…

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Meet the Team – Anthony Slowey

At AQMetrics we have a highly skilled, experienced and diverse workforce with wide ranging backgrounds. Today, we…

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Due date for entrance to temporary permissions regime extended to 11 April- FCA Statement

Policy Statement PS19/5 sets out the rules for firms and operators, depositories and trustees of EEA-domiciled funds…

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FCA and ESMA statements on shares trading obligations under a no-deal Brexit (STOs and Article 23 of MiFIR)

In the interests of avoiding uncertainty with market participants, ESMA released a statement on the 19th March…

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