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This year’s Funds Congress was starkly different to that at the QEII Conference Centre in Westminster last…Read more
Is your MiFID firm getting flexible, unrestricted access to transaction report data in the ARM (Approved Reporting…Read more
The Central Bank of Ireland (CBI) published its first Securities Markets Risk Outlook Report last week. The…Read more
The European Securities and Markets Authority (ESMA) is launching a common supervisory action (CSA) with national competent…Read more
Half of the firms that previously submitted their regulatory reporting via the Gabriel system are now using…Read more
The risks and compliance pressures facing asset managers show few signs of abating in 2021, with many…Read more