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Author: Andrew Manners

AQMetrics regulatory round-up

AQMetrics Regulatory Round-up: May 2020

Welcome to AQMetrics regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory…

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futurist

The Future of Technology in Financial Services

As a futurist my vision has sometimes been seen as exciting and sometimes downright scary for the…

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MiFID II

MIFID II Transaction Reporting: Finding a better value solution?

MiFID II continues to loom over the investment industry. While it’s been more than two years since…

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alternative filing

Fund reporting: how to make it easy and reduce risk

It’s getting tougher and tougher for investment firms. Whether it’s fee pressures, volatile markets, or the ongoing…

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AQMetrics Regulatory Round-up: March-April 2020

Welcome to AQMetrics regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory…

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ESMA Offers COVID-19 Reporting Relief

The European Securities and Markets Authority (ESMA) has issued a directive providing temporary regulatory relief to entities including…

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esma guidelines march 2020

ESMA Releases Final Guidance on UCITS and AIF Performance Fees

The European Securities and Markets Authority (ESMA) last week published its final guidance on performance fees of…

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ESMA Alternative funds

ESMA Considers Leverage Limits for Alternative Funds

The European Securities and Markets Authority (ESMA) last week announced it was consulting on whether to introduce…

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SEC COVID19

SEC Extends COVID-19 Reporting Relief for Investment Funds

The SEC has extended a raft of relief measures aimed at companies, investment firms, and investment advisers,…

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CSSF Covid

CSSF releases statement on reporting requirements for COVID-19 affected firms

Luxembourg’s financial regulator said it expects firms to uphold their reporting and regulatory requirements during the COVID-19…

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