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Author: Phoebe Toal

Regulatory Alert: New FCA rules governing open-ended funds take effect from September 2020

Following the U.K. Financial Conduct Authority (“FCA”)’s 2018 consultation paper on illiquid assets and open-ended funds, the…

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Takeaways from 2019-2020 Regulatory Challenges and Safeguarding for the Future

On the 26th September at One Aldwych Hotel, we hosted “2019-2020 Regulatory Challenges and Safeguarding for the…

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The impact of CP130 on AIFMs, UCITS, ManCos and Depositaries

Investment Breach Monitoring and NAV errors come under the regulatory spotlight as the Central Bank of Ireland…

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Much regulatory change afoot for AIFMs and UCITS funds

We are still at the very beginning of September and already much regulatory change is brewing for…

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ESMA announced that its NewsLetter is back

The ESMA newsletter is a great source for what’s happening in the world of European financial services…

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Three things independent directors need to know about FCA led fund governance changes

The FCA estimates that over three quarters of the UK population are exposed to the asset management…

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Regulatory Update: New Guidelines on the Compliance Function requirements under MiFID II

The European Securities and Markets Authority (“ESMA”) has recently published a consultation paper on the compliance function…

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How we assess regulatory change

Our customers expect and trust AQMetrics to identify and react to all relevant emerging regulatory changes that…

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Meet the Team- Nora Grendon

At AQMetrics we have a highly skilled, experienced and diverse workforce with wide ranging backgrounds. Today, we…

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