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Author: Phoebe Toal

Regulator Spotlight: what’s ahead in 2021

Last year was the busiest on record for financial regulators, as the pandemic and Brexit uncertainty dominated…

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Getting the Most of Your UCITS Compliance Monitoring Solution

The risks and compliance pressures facing asset managers show few signs of abating in 2021, with many…

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ESMA to Take Closer Look at UCITS Fees in 2021

The European Securities and Markets Authority (ESMA) last week announced that it was launching a Common Supervisory…

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UCITS Regulatory Alert: UK Status Change Affects Counterparty and Issuer rules in 2021

Earlier in August, the European Commission confirmed that UCITS and AIFM rules will no longer apply to…

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ESMA to Supervise DRSPs, Launches Consultations

The European Securities and Markets Authority (ESMA) last month launched consultations on supervisory fees and derogation for…

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Meet the Team: Mike Maher

At AQMetrics we have a highly skilled, experienced and diverse workforce with wide ranging backgrounds. Today, we…

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Review of European Commission AIFMD Virtual Conference

In what could eventually pave the way for a new AIFMD 2 regime, the European Commission (EC)…

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ESMA Warns Managers to Ready for Future Shocks, as Risks Remain

The European Securities and Markets Authority (ESMA) last week published a report warning investment funds with significant…

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Meet the Team: Pankaj Tejwan

At AQMetrics we have a highly skilled, experienced and diverse workforce with wide ranging backgrounds. Today, we…

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More Firms Turn to Specialist Technology to Get Fit for Regulatory Risk Reporting

More and more asset managers are turning to agile specialist technology firms that are capable of maintaining…

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