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Our Blog
Hear our perspectives on data governance, risk analysis and regulatory compliance.
ESMA Offers COVID-19 Reporting Relief
The European Securities and Markets Authority (ESMA) has issued a directive providing temporary regulatory relief to entities including…
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ESMA Releases Final Guidance on UCITS and AIF Performance Fees
The European Securities and Markets Authority (ESMA) last week published its final guidance on performance fees of…
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ESMA Considers Leverage Limits for Alternative Funds
The European Securities and Markets Authority (ESMA) last week announced it was consulting on whether to introduce…
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SEC Extends COVID-19 Reporting Relief for Investment Funds
The SEC has extended a raft of relief measures aimed at companies, investment firms, and investment advisers,…
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CSSF releases statement on reporting requirements for COVID-19 affected firms
Luxembourg’s financial regulator said it expects firms to uphold their reporting and regulatory requirements during the COVID-19…
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FCA readies Gabriel replacement, UK firms can register for new platform soon
The Financial Conduct Authority (FCA) is pushing ahead with its plans to replace Gabriel, the FCA’s main…
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US CFTC Provides COVID-19 Reporting Relief for Commodity Pool Operators
The US commodity futures trading commission (CFTC) last week unveiled a number of no-action measures aimed at…
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ESMA releases COVID-19 recommendations for financial market participants
The European Securities and Markets Authority (ESMA) has released a number of recommendations for market participants relating…
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CBI warns asset managers must improve cybersecurity
The Central Bank of Ireland (CBI) warned earlier this week in an industry letter that asset management…
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TSAM London: Liquidity debate preview
‘Liquidity is a coward,’ an old saying goes, ‘it only exists when you don’t need it.’ That…
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