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Following the U.K. Financial Conduct Authority (“FCA”)’s 2018 consultation paper on illiquid assets and open-ended funds, the…Read more
On the 26th September at One Aldwych Hotel, we hosted “2019-2020 Regulatory Challenges and Safeguarding for the…Read more
Investment Breach Monitoring and NAV errors come under the regulatory spotlight as the Central Bank of Ireland…Read more
We are still at the very beginning of September and already much regulatory change is brewing for…Read more
The FCA estimates that over three quarters of the UK population are exposed to the asset management…Read more
The European Securities and Markets Authority (“ESMA”) has recently published a consultation paper on the compliance function…Read more