Notre Blog

ESMA reviews the impact of position limits on liquidity, market abuse, orderly pricing and settlement conditions in commodity derivative markets.

The European Securities and Markets Authority (ESMA) together with the European Commission (EC) is performing a review…

Regulatory Alert: New FCA rules governing open-ended funds take effect from September 2020

Following the U.K. Financial Conduct Authority (“FCA”)’s 2018 consultation paper on illiquid assets and open-ended funds, the…

Takeaways from 2019-2020 Regulatory Challenges and Safeguarding for the Future

On the 26th September at One Aldwych Hotel, we hosted “2019-2020 Regulatory Challenges and Safeguarding for the…

2019-20 Regulatory Challenges and Safeguarding for the Future- Event Photos

The impact of CP130 on AIFMs, UCITS, ManCos and Depositaries

Investment Breach Monitoring and NAV errors come under the regulatory spotlight as the Central Bank of Ireland…

Much regulatory change afoot for AIFMs and UCITS funds

We are still at the very beginning of September and already much regulatory change is brewing for…

ESMA announced that its NewsLetter is back

The ESMA newsletter is a great source for what’s happening in the world of European financial services…

Three things independent directors need to know about FCA led fund governance changes

The FCA estimates that over three quarters of the UK population are exposed to the asset management…

Regulatory Update: New Guidelines on the Compliance Function requirements under MiFID II

The European Securities and Markets Authority (“ESMA”) has recently published a consultation paper on the compliance function…

How we assess regulatory change

Our customers expect and trust AQMetrics to identify and react to all relevant emerging regulatory changes that…