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Pour en savoir plus sur nos perspectives en matière de gouvernance des données, d’analyse des risques et de conformité réglementaire.

ESMA Alternative funds

ESMA Considers Leverage Limits for Alternative Funds

The European Securities and Markets Authority (ESMA) last week announced it was consulting on whether to introduce…

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SEC Extends COVID-19 Reporting Relief for Investment Funds

The SEC has extended a raft of relief measures aimed at companies, investment firms, and investment advisers,…

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CSSF Covid

CSSF releases statement on reporting requirements for COVID-19 affected firms

Luxembourg’s financial regulator said it expects firms to uphold their reporting and regulatory requirements during the COVID-19…

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FCA readies Gabriel replacement, UK firms can register for new platform soon

The Financial Conduct Authority (FCA) is pushing ahead with its plans to replace Gabriel, the FCA’s main…

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CSSF Covid 19

La CSSF communique autour des exigences de Reporting Réglementaire pour les entreprises affectées par COVID-19

Le régulateur luxembourgeois a déclaré qu’il s’attend à ce que les entreprises respectent leurs obligations en matière…

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CFTC Covid 19

US CFTC Provides COVID-19 Reporting Relief for Commodity Pool Operators

The US commodity futures trading commission (CFTC) last week unveiled a number of no-action measures aimed at…

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ESMA CBI Covid19

ESMA releases COVID-19 recommendations for financial market participants

The European Securities and Markets Authority (ESMA) has released a number of recommendations for market participants relating…

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CBI warns asset managers must improve cybersecurity

The Central Bank of Ireland (CBI) warned earlier this week in an industry letter that asset management…

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TSAM AQMetrics Liquidity

TSAM London: Liquidity debate preview

‘Liquidity is a coward,’ an old saying goes, ‘it only exists when you don’t need it.’ That…

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AQMetrics Feb 2020 Regulatory Round Up

AQMetrics Regulatory Round-up: February 2020

Welcome to AQMetrics regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory…

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