Compliance Monitoring
Automated Compliance Monitoring
Automate your compliance monitoring and oversight framework with AQMetrics. Demonstrate automated compliance with all your policies and procedures.
Why AQMetrics for Compliance Monitoring?
Automation is fundamental to AQMetrics compliance monitoring. Align your compliance programme with your business needs, strengthen controls and stay regulatory compliant.
Automated Compliance
Automated monitoring on a daily, weekly, monthly or quarterly basis depending on market complexity in which your fund operates, investment strategy and the types of investment instruments.
Secure Compliance Worklow
AQMETRICS workflow ensures integrity and confidentiality of information as one assesses alerts and documents outcomes in the AQMETRICS platform. The workflows are Role Based Access Controlled to ensure escalation mechanisms are automated and robust.
Compliance Evidence
AQMETRICS alerts provide evidence that your firm is complying with both prospectus rules and regulatory rules. You can retrieve alerts immediately and retain them in accordance with your record retention policy.
Your compliance monitoring in one place.
The AQMetrics workflow is designed to streamline your compliance monitoring and oversight framework. As you can see, its just simply a click of a workflow action to manage policies and procedures, monitor compliance or evidence to the regulators.
Automated monitoring with the AQMetrics Rules Engine.
Risk and compliance teams are always looking for better ways to manage their data to meet existing and emerging regulatory requirements. AQMETRICS offers an agile risk based rules engine that empowers users to Author, Manage, Integrate and Automate rules.
With AQMETRICS, you can supercharge your risk and compliance team with automated risk decisions and regulatory rules. Your firm will get Rules-Driven Governance, Risk and Compliance Process Automation all within the No Code Platform.
AQMetrics Compliance Monitoring and the Regulators
See how AQMetrics meets the regulators requirements with Compliance Monitoring.
Want to find out more?
To get more details about AQMETRICS Compliance Monitoring, click below to download our datasheet or request a demo from one of our Compliance Monitoring experts.