Last year the SEC outlined 18f-4, a new regulatory framework that permits 40 Act, ETFS and BDC funds to engage in derivatives trading provided they meet certain requirements.
These requirements include:
• A formal derivatives risk management program
• A full-time derivatives risk manager
• And various VaR backtesting and stress testing.
With firms having until 19 August 2022 to comply, there’s barely a year to make sure that your firm is ready.
In this webinar, AQMetrics takes a closer look at the coming changes, and explains how your firm can prepare now to ensure that you’re compliant. See less