CBI

Blog

How to prove your UCITS Fund is not Index Hugging

With more than 2,000 Irish investment funds facing into Central Bank of Ireland (CBI) investigations to ensure they are not misleading customers about charges and other issues it’s important to ask how these firms can best provide regulators with the … More


AML, Blog

Are your AML documents ready for the Central Bank of Ireland 2015 AML/CTF themed inspections

The following is a summary of the documentation which may be requested by the Central Bank of Ireland prior to a 2015 AML/CTF themed inspection: An up-to-date organisation chart. The chart must include the names of directors and senior managers, … More


AIFMD, Blog

The Central Bank of Ireland’s revises AIFMD report submission dates

The Alternative Investment Fund Managers Directive (“AIFMD”) introduced a requirement for an alternative investment fund manager (“AIFM”) to supply its competent authority with information designed to enable competent authorities to supervise the AIFMs under their responsibility, and to contribute to the monitoring … More


Blog, MAD II

Dear CEO – how is your firm’s Market Abuse STR reporting practice?

On the 7th of January 2014, a ‘Dear CEO’ letter was sent to credit institutions and investment firms in Ireland regarding a thematic inspection on Market Abuse related suspicious transaction reporting which was undertaken by the Central Bank of Ireland in 2013. … More