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Tag: FCA

AIFMD Amendments under a No-Deal Brexit

On 21 February the UK Treasury published its preparations for a no-deal Brexit called the Alternative Investment…

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CEO Message: Review of Q1

Global Growth in Q1 Throughout Q1 2019 we at AQMetrics kept a singular focus on exceptional customer…

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Due date for entrance to temporary permissions regime extended to 11 April- FCA Statement

Policy Statement PS19/5 sets out the rules for firms and operators, depositories and trustees of EEA-domiciled funds…

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FCA and ESMA statements on shares trading obligations under a no-deal Brexit (STOs and Article 23 of MiFIR)

In the interests of avoiding uncertainty with market participants, ESMA released a statement on the 19th March…

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Central Bank of Ireland: Capital Markets Update, March 2019

Central Bank of Ireland Markets Update The Central Bank of Ireland has issued the third markets update…

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FCA publishes MiFID II guidelines for Hard Brexit

The FCA has published their expectations for firms, trading venues and ARMs under the MiFID II Transaction…

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Five Innovative Strategies for Resilient MiFID II reporting

Steve Barnes, CTO In our previous blog, we took time to pause, reflect and consider some lessons…

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MiFID II Reporting – a year of light and shade

Claire Savage, Chief Operating Officer, AQMetrics Following years of planning and implementation for MiFIR,  it is time…

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