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RegTech
How the new Securitisation Regulation 2017/2402/EU will impact AIFMs and UCITS in 2019.
Regulation (EU) 2017/2402 (Securitisation Regulation) introduces new internal monitoring and reporting challenges for institutional investors. EU AIFMs are already subject to internal monitoring and reporting in relation to securitisation positions under the EU Alternative Investment Fund Managers Directive 2011/61/EU (AIFMD). As … More
Combating Spreadsheet Risk in Private Equity Firms
By Geraldine Gibson, CEO, AQMetrics Since the introduction of the Alternative Investment Fund Managers Directive (AIFMD), Private Equity firms have been coming under increased regulatory pressure to demonstrate stronger systems and controls, particularly around data management. Many PE firms however … More
November 29, 2016 Blog, MiFID II:Articles AIFMD Investment Company Act RegTech ucits
Internationalization of Regulation – Part II
Recent amendments to the Investment Company Act (ICA) of 1940 have compounded regulatory hurdles for Europe-based hedge funds that conduct business in the United States. Although hedge funds are typically able to avoid registration with the ICA under 3©1 exemptions, … More
September 16, 2016 Blog, MiFID II:Articles Artifical Intelligence Machine Learning NLU RegTech
Transforming Regulatory Compliance with Artificial Intelligence
By Geraldine Gibson, CEO, AQMetrics Artificial Intelligence (AI), long the subject of science fiction, is now becoming more and more widespread and is seen as an increasingly important computer science across multiple industries. In Financial Services in particular, Machine Learning … More
August 8, 2016 Blog Artificial Intelligence Derivatives RegTech
What is RegTech
‘What is RegTech?’ That is the question that many people ask when they hear that AQMetrics is a RegTech company. So we’ve decided to share what RegTech means at AQMetrics. RegTech is technology that helps people comply with their regulatory … More
What is this SaaS thing?
We were recently surprised when a customer asked us ‘What is this SaaS thing you keep referring to in meetings, in your online help and on your social media sites’. So, we have decided to share our view of SaaS … More
