Regulatory Reporting

Blog

CEO Message: 2018 was a year of change, what lies ahead in 2019?

Geraldine Gibson-Dautun, CEO There is no doubt that the world around us is changing rapidly and never more so than in 2018. This was a transformational year for AQMetrics. We started into 2018 with the dawn of MiFID II. All … More


Blog, SEC

SEC proposes significant changes to Buy Side Regulatory Reporting

On May 20, 2015, the Securities and Exchange Commission (“SEC”) proposed rules, forms and amendments under the Investment Company Act of 1940 (the “1940 Act”) and related regulations (together, the “Proposed Amendments”) that would impose new and expanded disclosure and … More