Regulatory Reporting

Blog

Top ten takeaways from the ALFI European Asset Management Conference 2019

By Lorraine Lyons, Business Development  Last week the ALFI European Asset Management Conference took place in Luxembourg. The two-day event (5-6th March) was packed with keynote speakers, in-depth panel discussions and lunch time fintech presentations. It was attended by Chief … More


Blog

Harmonising regulatory reporting with your firm’s business operating model.

Harmonising regulatory reporting with your firm’s business operating model. Q and A with Cathal Connolly, Head of Global Regulatory Reporting, AQMetrics What can firms do to ensure regulatory reporting accurately reflects the firm’s business operating model?  We sat down with … More


Blog

CEO Message: 2018 was a year of change, what lies ahead in 2019?

Geraldine Gibson-Dautun, CEO There is no doubt that the world around us is changing rapidly and never more so than in 2018. This was a transformational year for AQMetrics. We started into 2018 with the dawn of MiFID II. All … More


Blog, SEC

SEC proposes significant changes to Buy Side Regulatory Reporting

On May 20, 2015, the Securities and Exchange Commission (“SEC”) proposed rules, forms and amendments under the Investment Company Act of 1940 (the “1940 Act”) and related regulations (together, the “Proposed Amendments”) that would impose new and expanded disclosure and … More