Resources

Exploring Regulatory Reporting Challenges in Investment Firms

Compliance officers, finance directors, and chief operations officers were asked to rank their regulatory reporting priorities, revealing streamlining data collection as the top concern, closely followed by accuracy and regulatory updates. This article delves into the importance of these priorities and addresses how the AQMetrics end-to-end regulatory reporting platform provides a comprehensive solution.

In the Spotlight: SEC’s Latest Form PF Amendments & Implications for Private Funds

As part of our ongoing Emerging Regulations Watch series, we delve into the Securities and Exchange Commission’s (SEC) recent amendments to Form PF. These amendments mark a pivotal moment in private fund reporting, aiming to bolster regulatory oversight and systemic risk monitoring. Keep reading as we dissect the implications of these changes for private funds and advisers, providing insights to help you navigate them.